Terms of Business

As a regulated financial services provider, it is a regulatory requirement that you draw up a stand-alone Terms of Business document.

You should provide each customer with a copy of your Terms of Business prior to providing the first service to that customer. It must clearly set out the basis on which your firm provides its regulated activities.

How can we help?

Let us review your firm’s Terms of Business to ensure it satisfies the legislative and regulatory requirements outlined in the Consumer Protection Code 2012 (as amended) and the European Union (Insurance Distribution) Regulations 2018.